Custody and Securities Services
Holding assets for someone else carries duties of segregation and accurate record keeping that regulators examine closely. This course covers custody operations and the events that move securities.
Course outline
What this programme covers, module by module.
- 01The custody chain and who holds what
- 02Client asset segregation and its regulatory basis
- 03Trade settlement, matching and failed trades
- 04Corporate actions: types, elections and deadlines
- 05Income collection, dividends and tax reclaim
- 06Reconciliation, breaks and their investigation
- 07Reporting, statements and client servicing
What you will gain
- Explain the custody chain and its participants
- Maintain segregation of client assets
- Process settlement of securities transactions
- Handle corporate actions and their deadlines
- Manage income collection and tax reclaim
- Reconcile holdings and investigate breaks
Who should attend
- Custody and securities operations staff
- Settlement and asset servicing teams
- Compliance officers in financial services
- Internal auditors covering custody
Upcoming sessions
| Date | City | Duration | Fees | Book |
|---|---|---|---|---|
| 16 to 20 Nov 2026 | Pretoria | 5 Days | R18,000 | |
| 30 Nov to 4 Dec 2026 | Durban | 5 Days | R18,000 | |
| 11 to 15 Jan 2027 | Cape Town | 5 Days | R18,000 | |
| 1 to 5 Mar 2027 | London | 5 Days | US$1,800 | |
| 10 to 14 May 2027 | Dubai | 5 Days | US$1,800 | |
| 12 to 16 Jul 2027 | Pretoria | 5 Days | R18,000 |
Fees are per delegate and exclude VAT. Public intakes are confirmed once minimum numbers are met. We also deliver this course on your own schedule, in-house or live online.
Enquire about this course
Register your team or ask for a tailored in-house quote. We reply within one working day.
WhatsApp usCourse brochure (PDF)- Fees from
- R18,000 per delegate
- Duration
- 5 Days
- Field
- Banking & Financial Services
- Formats
- In-house, public, online
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