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EasyUphill
CORPORATE DEVELOPMENT
+27 81 041 7673
training@eubiz.co.za
68 Sunstone Street, Germiston, 1401
eubiz.co.za
Banking & Financial Services

Custody and Securities Services

Duration
5 Days
Delivery
In-house, public or online
From
R18,000 per delegate
Certificate
On completion
Course overview

Holding assets for someone else carries duties of segregation and accurate record keeping that regulators examine closely. This course covers custody operations and the events that move securities.

What you will be able to do
  • Explain the custody chain and its participants
  • Maintain segregation of client assets
  • Process settlement of securities transactions
  • Handle corporate actions and their deadlines
  • Manage income collection and tax reclaim
  • Reconcile holdings and investigate breaks
Who should attend
  • Custody and securities operations staff
  • Settlement and asset servicing teams
  • Compliance officers in financial services
  • Internal auditors covering custody
Course outline
01
The custody chain and who holds what
02
Client asset segregation and its regulatory basis
03
Trade settlement, matching and failed trades
04
Corporate actions: types, elections and deadlines
05
Income collection, dividends and tax reclaim
06
Reconciliation, breaks and their investigation
07
Reporting, statements and client servicing
Upcoming public sessions
DatesVenueDurationFee per delegate
16 to 20 Nov 2026Pretoria5 DaysR18,000
30 Nov to 4 Dec 2026Durban5 DaysR18,000
11 to 15 Jan 2027Cape Town5 DaysR18,000
1 to 5 Mar 2027London5 DaysUS$1,800
10 to 14 May 2027Dubai5 DaysUS$1,800
12 to 16 Jul 2027Pretoria5 DaysR18,000
Fees exclude VAT. This course can also be delivered in-house at your premises on dates that suit your team, or live online.
To book or ask for an in-house quote

Reply to the email this brochure came with, call +27 81 041 7673, or visit eubiz.co.za and open this course.

EasyUphill Training & ConsultingTailored training that moves teams forward.
+27 81 041 7673  ·  training@eubiz.co.za
68 Sunstone Street, Germiston, 1401  ·  eubiz.co.za