Regulatory Investigations and Enforcement
When a regulator opens an investigation, early decisions shape the outcome more than later argument. This course covers responding properly from first contact through to sanction.
Course outline
What this programme covers, module by module.
- 01What happens when a regulator opens a file
- 02First response, preservation and internal escalation
- 03Information requests, privilege and disclosure
- 04Preparing staff for interviews and compelled questioning
- 05Assessing exposure and deciding on cooperation
- 06Undertakings, settlements and admissions
- 07Sanctions, remediation, publicity and appeal
What you will gain
- Respond correctly to the opening of an investigation
- Manage information requests and privilege
- Prepare staff for regulator interviews
- Assess exposure and cooperation strategy
- Negotiate undertakings and settlements
- Implement remediation and manage publicity
Who should attend
- Legal and compliance professionals
- Risk and governance staff
- Executives in regulated sectors
- Company secretarial staff
Upcoming sessions
| Date | City | Duration | Fees | Book |
|---|---|---|---|---|
| 26 to 28 Oct 2026 | Cape Town | 3 Days | R13,000 | |
| 16 to 18 Nov 2026 | Johannesburg | 3 Days | R13,000 | |
| 11 to 13 Jan 2027 | London | 3 Days | US$1,500 | |
| 16 to 18 Feb 2027 | Pretoria | 3 Days | R13,000 | |
| 26 to 28 Apr 2027 | Durban | 3 Days | R13,000 | |
| 5 to 7 Jul 2027 | Cape Town | 3 Days | R13,000 |
Fees are per delegate and exclude VAT. Public intakes are confirmed once minimum numbers are met. We also deliver this course on your own schedule, in-house or live online.
Enquire about this course
Register your team or ask for a tailored in-house quote. We reply within one working day.
WhatsApp usCourse brochure (PDF)- Fees from
- R13,000 per delegate
- Duration
- 3 Days
- Field
- Legal, Contracts & Compliance
- Formats
- In-house, public, online
More in Legal, Contracts & Compliance
Contract Drafting and Management
Poorly drafted contracts cost organisations far more than they ever save in legal fees. This course takes participants through the full life of a commercial agreement, from instructions and drafting to variation, performance management and close out, with an emphasis on clear language and terms that can actually be enforced.
Commercial Contract Negotiation
Negotiation decides how much value a contract actually delivers. This programme builds a disciplined approach to preparation, exchange and closure, so that negotiators enter the room knowing their limits and leave with agreements both sides can perform.
Contract Risk and Dispute Resolution
Most contract disputes are visible long before they escalate. This course equips participants to spot early warning signs, document properly, and resolve issues through negotiation, mediation or adjudication before they reach a courtroom.