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EasyUphill
CORPORATE DEVELOPMENT
+27 81 041 7673
training@eubiz.co.za
68 Sunstone Street, Germiston, 1401
eubiz.co.za
Legal, Contracts & Compliance

Regulatory Investigations and Enforcement

Duration
3 Days
Delivery
In-house, public or online
From
R13,000 per delegate
Certificate
On completion
Course overview

When a regulator opens an investigation, early decisions shape the outcome more than later argument. This course covers responding properly from first contact through to sanction.

What you will be able to do
  • Respond correctly to the opening of an investigation
  • Manage information requests and privilege
  • Prepare staff for regulator interviews
  • Assess exposure and cooperation strategy
  • Negotiate undertakings and settlements
  • Implement remediation and manage publicity
Who should attend
  • Legal and compliance professionals
  • Risk and governance staff
  • Executives in regulated sectors
  • Company secretarial staff
Course outline
01
What happens when a regulator opens a file
02
First response, preservation and internal escalation
03
Information requests, privilege and disclosure
04
Preparing staff for interviews and compelled questioning
05
Assessing exposure and deciding on cooperation
06
Undertakings, settlements and admissions
07
Sanctions, remediation, publicity and appeal
Upcoming public sessions
DatesVenueDurationFee per delegate
26 to 28 Oct 2026Cape Town3 DaysR13,000
16 to 18 Nov 2026Johannesburg3 DaysR13,000
11 to 13 Jan 2027London3 DaysUS$1,500
16 to 18 Feb 2027Pretoria3 DaysR13,000
26 to 28 Apr 2027Durban3 DaysR13,000
5 to 7 Jul 2027Cape Town3 DaysR13,000
Fees exclude VAT. This course can also be delivered in-house at your premises on dates that suit your team, or live online.
To book or ask for an in-house quote

Reply to the email this brochure came with, call +27 81 041 7673, or visit eubiz.co.za and open this course.

EasyUphill Training & ConsultingTailored training that moves teams forward.
+27 81 041 7673  ·  training@eubiz.co.za
68 Sunstone Street, Germiston, 1401  ·  eubiz.co.za