Compliance Monitoring and Assurance Testing
Delegates learn to design and run the monitoring programme that gives the second line of defence real assurance over compliance. The course covers risk-based monitoring plans, sampling, testing techniques, and clear reporting of findings and root causes. Practical work includes building a monitoring plan and documenting a test with defensible conclusions.
Course outline
What this programme covers, module by module.
- 01Building a risk based compliance monitoring plan
- 02Selecting samples and designing test steps
- 03Executing monitoring reviews and gathering evidence
- 04Identifying the root causes of compliance failures
- 05Reporting findings and tracking remediation to closure
- 06Giving the second line real assurance over compliance
What you will gain
- Build a risk-based compliance monitoring plan
- Select samples and design test steps
- Execute monitoring reviews and gather evidence
- Identify root causes of compliance failures
- Report findings and track remediation
Who should attend
- Compliance monitoring staff
- Second line assurance teams
- Risk and control officers
- Internal auditors
Upcoming sessions
| Date | City | Duration | Fees | Book |
|---|---|---|---|---|
| 2 to 3 Nov 2026 | Cape Town | 2 Days | R10,000 | |
| 16 to 17 Nov 2026 | Johannesburg | 2 Days | R10,000 | |
| 11 to 12 Jan 2027 | London | 2 Days | US$1,100 | |
| 1 to 2 Feb 2027 | Pretoria | 2 Days | R10,000 | |
| 12 to 13 Apr 2027 | Durban | 2 Days | R10,000 | |
| 14 to 15 Jun 2027 | Cape Town | 2 Days | R10,000 |
Fees are per delegate and exclude VAT. Public intakes are confirmed once minimum numbers are met. We also deliver this course on your own schedule, in-house or live online.
Enquire about this course
Register your team or ask for a tailored in-house quote. We reply within one working day.
WhatsApp usCourse brochure (PDF)- Fees from
- R10,000 per delegate
- Duration
- 2 Days
- Field
- Governance, Risk & Compliance
- Formats
- In-house, public, online
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